Services
Tailored governance and compliance support for regulated businesses
At Abbotstone Consultants, we help UK businesses strengthen their approach to governance, manage risk effectively, and meet the evolving demands of regulators. With deep expertise across regulated sectors, we offer specialist consultancy in the following areas:
Governance
Building resilient, accountable organisations
Strong governance is the foundation of a sustainable business. We help boards, directors, and senior leadership teams establish and maintain effective structures, clear decision-making processes, and robust reporting lines. Whether you’re looking to improve board performance, refresh governance frameworks, or respond to stakeholder scrutiny, we provide practical, independent support that aligns with regulatory expectations and business goals.
Our governance services include:
Board and committee governance frameworks
Policy review and development
Risk appetite definition and assurance mapping
Board effectiveness reviews
Financial Services Compliance
Supporting FCA-regulated firms with practical compliance solutions
With years of in-house experience in financial services, we understand the real-world challenges of staying compliant while keeping the business moving. We help financial institutions build and refine compliance frameworks that are proportionate, risk-based, and fully aligned with regulatory expectations.
Support includes:
Compliance monitoring frameworks
Conduct risk and SM&CR implementation
Regulatory change management
Thematic reviews and independent assessments
Training and advisory services
SRA Regulatory Compliance & Audit
Working in conjunction with Enderley Consulting, we help law firms stay compliant, audit-ready, and well-governed.
Solicitor firms face growing regulatory pressure from the SRA to ensure that governance, risk and compliance are embedded throughout the organisation. We support COLPs, COFAs, and leadership teams with tailored advice, documentation, and practical preparation for audits or inspections.
Our legal sector services include:
Compliance health checks and gap analysis
Preparation for SRA audits or visits
Ongoing advisory support for COLPs and COFAs
Risk and controls documentation
Staff training and compliance updates
FCA Authorisation
Guiding businesses through the FCA authorisation journey and beyond
Becoming FCA-authorised is a significant milestone—and responsibility. We support firms through every stage of the application process and provide post-authorisation guidance to help meet ongoing regulatory obligations.
Our services cover:
Initial scoping and readiness assessment
FCA application preparation and submission
Development of governance and control frameworks
Regulatory business plans and supporting documentation
Post-authorisation support and compliance set-up
Whether you’re a startup seeking authorisation, an established firm preparing for inspection, or a business needing external assurance, Abbotstone Consultants offers experienced, pragmatic support tailored to your needs.
Want to know more?
Get in touch to discuss your compliance and governance requirements today.